Mountain Share Transfer, Inc.

Resources and Information Reference – Mountain Share Transfer

 

Mountain Share Transfer maintains this page as our resources and information reference with respects to corporate governance, public securities markets, regulatory filings, the securities industry and other needs of private and public corporations.  Our goal is to keep this this information current and up to date and maintain its relevancy for the investing public and those involved in corporate governance.

Industry Trade Associations:

• Securities Transfer Association (STA)
• Equity Markets Association (EMA)

Regulatory Agencies:

• Securities Exchange Commission (SEC)
• Financial Industry Regulatory Authority (FINRA)

Rules and Regulations:

• Securities Act of 1933
• General Rules and Regulations of the Securities Act of 1933
• Securities Exchange Act of 1934
• General Rules and Regulations of the Securities Exchange Act of 1934
• JOBS Act
• Securities Exchange Commission Forms
• Investment Company Act of 1940
• Investment Advisers Act of 1940
• Regulation FD

Exchanges:

• New York Stock Exchange
• NASDAQ Market
• American Stock Exchange
• Chicago Mercantile Exchange
• Chicago Board of Options Exchange (CBOE)
• Chicago Stock Exchange
• Intercontinental Exchange (ICE)
• OTC Bulletin Board
• OTC Markets

Misc. Tools and Resources

• Business Postage Calculator

Secretary of State Offices

• Mountain Share Transfer’s List of Secretary of State Web Sites

Mountain Share Transfer is a full service stock transfer agency and registrar servicing both public and private companies.  As a  stock transfer agent we provide services to both U.S. and internationally based corporations.  Our goal is to provide our clients with high quality service, that is flexible in meeting their needs, and provides communications excellence with clients, shareholders, and investors.